Wealth management, RIAs, private equity, family offices, asset managers. IT built around regulatory posture, data integrity, and the calendar deadlines that don't move.
Financial services IT lives under SEC, FINRA, state-securities, and increasingly cyber regulators. The compliance bar is high — and getting higher.
OCIE exam preparation. Documented control set mapped to the SEC's most common findings. WSP-aligned IT policies that survive regulator review.
Email and chat archived to immutable retention. Bloomberg, Microsoft Teams, Zoom captured and searchable for the regulatory windows that apply to you.
SEC cybersecurity rule, NYDFS 23 NYCRR 500, NY SHIELD — control sets aligned, incident response plans documented, board reporting cadence in place.
Bloomberg, FactSet, market-data terminals — low-latency network, dual-circuit failover, and the kind of resilience that matters at market open.
Statements, performance reports, and account documents delivered through portals that satisfy advisor compliance and clients can actually use.
Institutional investor questionnaires, fund-side diligence, cyber insurance applications — answered with documentation, not promises.
Configured and supported across wealth management, RIA, family office, and asset management clients.
Every capability we offer takes a specific shape inside a financial services firm. Managed Security is the OCIE-ready posture work and the documented controls that survive an SEC sweep. Cloud & M365 is the identity layer with conditional access, immutable retention, and Teams/email archiving aligned to your regulatory window.
For RIAs and wealth firms, the priority sits around compliance archiving, client portal modernization, and cyber-rule posture. For private equity and family offices, it's typically institutional-LP-grade security posture and the IT diligence playbook around portfolio company acquisitions.
Book a free 30-minute review. We'll talk through your firm's IT posture and tell you what we'd actually do. No pitch deck. No obligation.